In fiscal year 2024, the SEC filed 583 enforcement actions. The financial remedy was $8.2 billion, the highest in the SEC’s history.

The number shows the SEC’s efforts to enforce federal securities laws and promote compliance. The SEC is tightening enforcement of its regulations. It is also modernizing its recordkeeping and filing rules.

In the last six months, the…

Continue Reading A Checklist to the SEC’s Updated Production Requirements